Our Incredible Team
Senior Vice President, Chief Operating Officer and Compliance
"I work at the crossroads of Technology, Compliance, and Client Experience. Technology has changed the industry so much and now allows our clients to tailor their interaction to suit their schedule and needs. We are constantly evaluating new software solutions to more efficiently run our business and facilitate better communication. Our overall goal is to assist clients with their investments and financial planning, providing a better client experience is part of that effort."
Paul has over thirty years of experience in the financial services industry, including a regional brokerage firm and NASDAQ Market Maker, as well as a major Wall Street investment firm.
Paul is responsible for developing and implementing operations and trading procedures to improve efficiencies and reduce risk exposure. He is also responsible for research and implementation of all client service technologies. Paul monitors regulatory changes and trends, and creates appropriate policy and procedural changes. He has served as a panelist at industry conferences related to compliance issues and best practices.
Paul met his wife in college, they raised 3 boys in Jamestown, RI. He enjoys golf, biking, cooking, photography and beaches.